Kamps, Christophe (Kiel Institute for World Economics)

New Estimates of Government Net Capital Stocks for 22 OECD Countries 1960-2001

The issue of whether government capital is productive has received a lot of attention in the recent past. Yet, empirical analyses of public capital productivity have in general been limited to a small sample of countries for which official capital stock estimates are available. Alternatively, many researchers have investigated the output effects of public investment – recognizing that investment may be a poor proxy for the corresponding capital stock. This paper tries to overcome this data shortage by providing internationally comparable capital stock estimates for a large panel of OECD countries.

JEL: E22, H540

Keywords: capital stock, perpetual inventory method, OECD countries

 

Kattuman, Paul (University of Cambridge), Michael R Baye, Rupert Gatti, John Morgan

Outline Pricing and the Euro Changeover: Cross-Country Comparisons

We study the impact of the Euro on prices charged by online retailers within the EU. Our data spans the period before and after the Euro was introduced, covers a variety of products, and includes countries inside and outside of the Eurozone. Our main finding is that the Euro changeover in 2002 neither mitigated price differences nor resulted in purchasing power parity for products sold online. In fact, evidence suggests that online prices in the Eurozone actually increased compared to prices of EU countries outside the Eurozone. Further, contrary to the predictions of purchasing-power-parity, we find significant differences in the prices charged by firms both within and across seven countries in the European Union. We also find significant differences in both the average price charged and the best price available in these countries. These conclusions are robust to a variety of controls.

JEL: D400, D830, F150, L130, M370

Keywords: price competition, Euro, internet

 

Kellard, Neil (University of Essex), Mark E Wohar

Trends and Persistence in Primary Commodity Prices

This paper applies new time-series procedures to examine the Prebisch-Singer hypothesis of a secular deterioration in relative primary commodity prices and the nature of their persistence. Employing a dataset of 24 relative commodity prices for the 1900-98 period, the pervasiveness of the Prebisch-Singer hypothesis is shown to be a function of a priori selected decision criteria, providing an explanation of conflicting findings in the recent literature. Moreover, much less persistence is found in the relative commodity prices than previously reported, since 23 out of the 24 commodities can be classified as trend-stationary. This implies there may well be more room for stabilization and price support mechanisms than previously advocated.

JEL: O13, C22

Keywords: primary commodities, unit root tests, structural breaks

 

Kenc, Turalay (Imperial College), John Driffill, Martin Sola

An Empirical Examination of Term Structure Models with Regime Shifts

We examine several continuous-time term structure models in which the short rate is subject both to continuous changes and to discrete shifts. Several regime-switching term structure models are developed, with regime-dependence in various combinations of their drift and diffusion parameters. We examine their predictive power. Our empirical analysis suggests that it is important to attempt to specify the switching model correctly: badly parameterized switching models  may not be an improvement (in terms of pricing) over models which do not allow for regime switching, even when there are clear breaks in the data.

JEL: E43, G12

Keywords: term structure of interest rates, bond yields, stochastic discount factor/pricing kernel, regime switching

 

Kim, Byung-Yeon (University of Essex), Jukka Pirttila

The Political Economy of Reforms: Empirical Evidence from Post-Communist Transition in the 1990s

Using a novel data set from post-communist countries in the 1990s, this paper examines the link-ages between political constraints, economic reforms and growth. Results from a dynamic panel analysis suggest that public support for reform is negatively associated with increases in income inequality and unemployment. In addition, both ex post and ex ante political constraints referring to the extent of public support affect progress in economic reforms, which in turn determines eco-nomic growth. These findings highlight that while economic reforms are needed to foster growth, they must be designed in such a way that they do not undermine political support for reform.

JEL: P26, O11, C33

Keywords: political constraints, economic reform, transition, growth, dynamic panel models

 

Kim, Dong Heon (University of Manchester), Denise R Osborn, Marianne Sensier

Nonlinearity in the Fed's Monetary Policy Rule

This paper investigates the nature of nonlinearities in the monetary policy rule of the US Fed using the flexible approach of Hamilton (2001a). We find that while there is significant evidence of nonlinearity for the period to 1979, there is little such evidence for the subsequent period. Possible asymmetries in the Fed's reactions to inflation deviations from target and the output gap in the 1960s and 70s may tell part of the story, but do not capture the entire nature of the nonlinearity. The inclusion of the interaction between inflation deviations and the output gap, as recently proposed, appears to characterize the nonlinear policy rule more adequately.

JEL: E52, E58, C13

Keywords: nonlinearities, monetary policy rule, Phillips curve, interaction

 

Kim, Tae-Hwan (University of Nottingham), Thanaset Chevapatrakul, Paul Mizen

Predicting Changes in the Interest Rate: The Performance of Taylor Rules Versus Alternatives for the United Kingdom

We consider an experiment where we use the Taylor rule information set, inflation and the output gap, to predict the next change in monetary policy for the United Kingdom 1992 - 2000. To do this we use a limited dependent variable approach, where the next rate change could be `upwards', `downwards' or `no change'. A Multinomial Logit model is used to predict the next most likely change using monthly data, and these predictions are compared to the actual outturn. Against this hypothesis we compare a wider information set including more than just inflation and output gap variables. The in-sample and out-of-sample prediction tests are evaluated using forecast performance tests.

JEL: E5

Keywords: The Taylor rule, monetary policy, directional forecast

 

Kirman, Alan (GREQAM, EHESS, IUF Marseille), Wolfgang Hardle, Rainer Schulz, Axel Werwatz

Transactions That Did Not Happen and Their Influence on PricesThis paper studies data from the wholesale fruit and vegetables market in Marseille. We have details of counteroffers to the prices that were proposed by the seller even when no transaction took place. With a simple heoretical model we analyse the evolution of prices during the day and in particular the relation between the final price struck and the proposals of the two parties. Periods with no buyer refusals, of offers or bargaining with no transaction will lead to a revision of the seller’s first price. More importantly the sharing of the surplus moves in the buyer’s favour during the day. These presumptions are then shown to be confirmed by our data set.

JEL: C78, D44, Q13

Keywords: bargaining, markets

 

Knell, Markus (Osterreichische Nationalbank)

Wage Formation in Open Economies and the Role of Monetary and Wage-Setting Institutions

The paper studies the determinants of unemployment in a two-countrymodel, where real wages are the outcome of the strategic interaction between various institutional players (firms, unions, central banks). We show that: (i) the results derived in the recent literature on this topic are not generally robust against the introduction of openness; (ii) the shape of the Calmfors-Driffill curve not only depends on a country's own centralization of wage bargaining (CWB) but rather on home and foreign characteristics; (iii) the model challenges the established belief that a shift to a monetary union (MU) will (negatively) affect unemployment in all member countries by fundamentally changing the nature of strategic interactions. Under certain assumptions our open-economy model suggests that the formation of a MU has no effect whatsoever on structural unemployment.

JEL: E50, E58, F41, F42, J51

Keywords: wage-setting, unemployment, monetary union

 

Kocher, Martin (University of Innsbruck), Matthias Sutter

Individual versus group behavior and the role of the decision making procedure in gift-exchange experiments

We test for behavioral differences between groups and individuals in gift-exchange experiments. Related studies establish group behavior as typically closer to the game-theoretic equilibrium. We show that this result may depend crucially on the decision making procedure within groups. A novel decision making protocol opens up the black box of group decision making and allows to track important features of the group interaction process. We are able to show that the mere fact of being a group member shifts initial individual choices towards the game-theoretic equilibrium.

JEL: C72, C91, C92, D70

Keywords: gift-exchange experiment, group behavior, individual behavior, decision making, reciprocity

 

Kohler, Wilhelm (Johannes-Kepler Universitat Linz)

Factor price frontiers with international fragmentation of multistage productionThis paper investigates international fragmentation in a modeling framework where the multi-stage nature of industrial production is made explicity, and where the engineering sequence of stages is juxtaposed with a sequence of increasing economic incentive for international fragmentation. Assuming that there are two tradable goods sectors, a multi-stage sector amenable to international fragmentation and a standard sector where production is always fully integrated in the domestic economy, I first explore the nature and shape of the domestic factor price frontier, endogenously determining the margin of international fragmentation under given world prices for the two goods. I then explore the consequences of an exogenous change in the terms of trade on the margin of international fragmentation, and the implications of a fall in the cost of transport and communication that facilitates an increasing degree of international fragmentation

JEL: D33, F11, F15, F23

Keywords: international fragmentation, multi-stage production, factor price frontiers

 

Konings, Jozef (Katholieke Universiteit Leuven), Ana Xavier

Firm Performance and Selection in an emerging Economy: Micro Evidence from Slovenia

We investigate the determinants of firm survival and growth (employment and sales), in the context of transition from plan to market, using firm data from Slovenia spanning from 1994 to 1998 and OLS and Heckman selection models. Firm and industry pre-transition conditions including size, ownership, financial constraints, trade and market structure are used to understand what firms best performed in the Slovenian transition. Small, private, exporting and capital intensive firms grew the fastest. Large firms with positive profits and higher sunk costs were more likely to survive compare to firms with harder financial constraints, high costs or trading abroad.

JEL: P2, P3, L6

Keywords: firm growth and survival, owndership, competition, financial constraints

 

Krolzig, Hans-Martin (University of Oxford), Peter Flaschel

Wage and Price Phillips Curves

In this paper we introduce a small Keynesian model of economic growth which is centered around two advanced types of Phillips curves, one for money wages and one for prices, both being augmented by perfect myopic foresight and supplemented by a measure of the medium-term inflationary climate updated in an adaptive fashion. The model contains two potentially destabilizing feedback chains, the so-called Mundell and Rose-effects. We estimate parsimonious and congruent Phillips curves for money wages and prices in the US over the past five decades. Using the parameters of the empirical Phillips curves, we show that the growth path of the private sector of the model economy is likely to be surrounded by centrifugal forces. Convergence to this growth path can be generated in two ways: a Blanchard-Katz-type error-correction mechanism in the money-wage Phillips curve or a modified Taylor rule that is augmented by a term, which transmits increases in the wage share (real unit labor costs) to increases in the nominal rate of interest. Thus the model is characterized by local instability of the wage-price spiral, which however can be tamed by appropriate wage or monetary policies. Our empirical analysis finds the error-correction mechanism being ineffective in both Phillips curves suggesting that the stability of the post-war US macroeconomy originates from the stabilizing role of monetary policy.

JEL: E24, E31, E32, J30

Keywords: Phillips curves, Mundell effect, Rose effect, monetary policy, Taylor rule, inflation, unemployment, instability

 

Landon-Lane, John S (Rutgers University), Peter E. Robertston

Structural Change, Accumulation and Growth in Developing Economies

Historically, episodes of rapid growth are accompanied by significant structural change. In this paper we therefore aim to quantify the extent to which factor accumulation induces structural change and productivity growth in industrializing economies. We present an extension of a standard growth model that incorporates two sectors, traditional and modern, and an endogenous wage gap, due to efficiency wages. We quantify the model using a panel of 78 countries over the post war era. The results show that these labour reallocation effects are significant and can increase the effective  return to physical capital by around 30% in many countries.

JEL: O0, O1, O3

Keywords: growth, development, endogenous growth, dual economy, convergence

 

Lasselle, Laurence (University of St Andrews), Serge Svizzero, Clem Tisdell

Heterogeneous Expectations, Dynamics, and Stability of Markets

This paper examines the role of heterogeneous beliefs in a cobweb model. We proceed in two stages. First, two groups of agents are distinguished. They are either fundamentalists, or chartists. The latter specify the expected price from an adaptive process, the former have a “rational behaviour”. Second, agents may choose between rational expectations and an adaptive process. We demonstrate twofold. The market behaviour of fundamentalists compared to chartists promotes market stability. Market stability may emerge depending on the specification of the expectations and the intensity of switching between the two behaviours.

JEL: C62, D84, E30

Keywords: cobweb model, switching behaviour, Flip bifurcation, Neimark-Sacker bifurcation, resonance

 

Lau, Sau-Him Paul (University of Hong Kong),

Using an error-correction model to test whether endogenous long-run growth exists

A major empirical interest in growth studies is whether permanent changes in economic fundamentals affect the long-run growth rate.  However, a direct time series analysis of this hypothesis may not always be feasible because the permanence of many such changes is rather questionable.  This paper explains why examining the long-run effects of temporary changes in investment share on per capita output provides indirectly the answer regarding the effects of (possibly hypothetical) permanent changes in investment share, when per capita output and per capita investment are cointegrated.  Applying the proposed method to the post-war data of major industrial countries, it is found that a disturbance to investment share does not produce a positive long-run effect in France, Japan and the UK. The evidence is unfavorable to the class of endogenous growth models.

JEL: O40, E22

Keywords: error-correction model, presence or absencece of endogenous growth

 

Lawrence, Peter (Keele University), Arijit Mukherjee

Price-Capping regulation as a protectionist strategy in developing countries

In developing countries undergoing liberalising reforms, there are typically local incumbents facing the loss of protection.  Strategic lobbying by such firms for a price-capping regulatory regime can deter entry. We show that a regulatory price can be set such that the net profit of the entrant is lower than the entry cost thus deterring entry and that it is possible for the profit of the incumbent to be greater under regulation than under unregulated duopoly. We consider the case of multiple incumbents threatened by entry and also extend our analysis to incorporate lobbying by the entrant.

JEL: L11, L41, L51

Keywords: entrant, incumbent, lobbying, price-capping regulation

 

Leech, Dennis (University of Warwick)

Incentives to Corporate Governance Activism

This paper considers incentives faced by investors (financial institutions) to become actively involved in the governance of under-performing companies in their portfolio as recently proposed. By considering the private benefits and the costs of investor activism separately, it questions the conventional wisdom -based on simplistic agency theory - that share ownership is so widely held in the UK that such incentives are too weak for shareholder activism to be a rational basis of a system of corporate governance. It finds that in many cases, by contrast, these incentives would be very strong indeed if conflicts of interest could be avoided.

JEL: G34, G20, L21

Keywords: Corporate governance, shareholder activism, incentives, free-rider problem, agency

 

Leith, Campbell (University of Glasgow), Simon Wren-Lewis

Interactions Between Monetary and Fiscal Policy Under Flexible Exchange Rates

We extend the fiscal theory of the price level (FTPL) by developing a two-country open-economy model under flexible exchange rates, where overlapping generations of consumers supply labour to imperfectly competitive firms which change their prices infrequently. We show that the fiscal response required to support an active inflation-targeting monetary policy is greater when consumers have finite lives.  Additionally, one monetary authority can abandon its active targeting of inflation to stabilise the debt of a fiscal authority, even if the policy makers operate in different countries. Finally, through simulations, we consider the impact of fiscal shocks on key macroeconomic variables.

JEL: E10, E63

Keywords: monetary policy, fiscal policy, new open economy macroeconomics, fiscal theory of the price level

 

Lemos, Sara (University College London)

Political Variables as Instruments: Are They Good Candidates?The international literature on minimum wage greatly lacks empirical evidence from developing countries.  In Brazil, not only are increases in the minimum wage large and frequent but also the minimum wage has been used as anti-inflation policy in addition to its social role.  This paper estimates the effects of the minimum wage on employment using Brazilian data. A number of conceptual and identification questions are discussed as tentative explanation of the non-negative estimates found in the literature, for example:  (1) The superiority of "spike" over "fraction affected" and "Kaitz index" as a minimum wage variable;  (2) Political variables as excluded exogenous instruments;  (3) Decomposition of the minimum wage employment effect into hours worked and number of jobs effects.  (4) Informal and public sectors sorting robustness checks.  Robust results to various alternative specifications and instrumental variables indicate that an increase in the minimum wage has moderately small adverse effects on employment.

JEL: J38

Keywords: minimum wage, wage effect, employment effect, informal sector

 

Leonardi, Marco (London School of Economics and IZA)

Firms' Heterogeneity in Capital/Labor Ratios and Wage Inequality

This paper provides some empirical evidence and a theory of the relationship between residual wage inequality and the increasing dispersion of capital/labor ratios across firms. I document the increasing variance of capital/labor ratios across firms in the US labor market using Compustat data. I also show that the increase in the variance of capital/labor ratios across firms is related to the increasing variance of wages. To explain these empirical regularities I adopt a search model where firms differ in their optimal composition of capital between equipment and structure. As the relative price of equipment falls over time the distribution of capital/labor ratios becomes more dispersed across firms. In a frictional labor market this force generates wage dispersion among identical workers.  In the model the increase in wage inequality is due only to job changers as they are randomly matched to an increasingly wide variety of jobs (capital/labor ratio). This feature of the model is consistent with recent evidence that indicates that the bulk of the increase in wage inequality took place between plants rather than within plants. Simple estimation of the model indicates that the dispersion of capital/labor ratios can explain up to one half of the total increase in residual wage inequality.

JEL: J21, J31

Keywords: wage inequality, capital intensity, search models

 

Leon-Ledesma, Miguel (University of Kent), Peter McAdam

Unemployment, Hysterisis and Transition

We quantify the degree of persistence in the unemployment rates of transition countries using a variety of methods benchmarked against the EU. In doing so, we will also characterize the dynamic behavior of unemployment in the CEECs during the past decade. In part of the paper, we will work with the concept of linear “Hysteresis” as described by the presence of unit roots in unemployment as in most empirical research on this area. Given that this is potentially a rather narrow definition, we will also take into account the existence of structural breaks and non-linear dynamics in unemployment in order to allow for a richer set of dynamics. Finally, we examine whether CEECs’ unemployment presents features of multiple equilibria, that is, if it remains locked into a new level whenever a structural change occurs. Our findings show that, in general, we can reject the unit root hypothesis after controlling for structural changes and business cycle effects, but we can observe the presence of a high and low unemployment equilibria. The speed of adjustment is faster for CEECs than the EU, although CEECs tend to move more frequently between equilibria.

JEL: E24, C22, C23

Keywords: unemployment, hysterisis, unit root, transition

 

Leslie, Derek (Manchester Metropolitan University)

Better qualified but a lower acceptance rate: does Higher Education discriminate against women?

Using a sample of around 2.3 million observations on applications to UK Higher Education institutions from 1996-2001, the paper explores whether the selection process into Higher Education is discriminatory.  The answer is no discrimination, even though women are better qualified and less likely to be offered an HE place.  The lower tier Higher National Diploma sector is a key issue because women are less likely to undertake these courses, which are `male orientated'.   The policy conclusion is that to encourage less well-qualified females to undertake Higher Education, more appropriate provision is necessary that recognizes the reality of subject gender segregation.

JEL: J16, J33, J71

Keywords: gender, discrimination, Higher Education

 

Li, Chol-Won (University of Glasgow)

Cycles + Semi-endogenous Growth = Endogenous Growth

One-sector R&D-based models predict scale effects, which is empirically inconsistent. This is due to the "knife-edge" assumption that new ideas created are linear in the stock of knowledge. If this assumption is dropped to make a one-sector R&D-based model consistent with data, growth becomes semi-endogenous in the sense that public policy and consumer preferences do not affect growth in the long run, though technical progress is endogenous. This paper challenges this Consensus View. Using an otherwise very standard one-sector R&D-based model, we emonstrate the possibility of endogenous cycles where public policy and consumer preferences affect productivity growth. This result is obtained when the knife-edge assumption is violated.

JEL: O30

Keywords: Endogenous growth, semi-endogenous growth, R&D, technical progress

 

Liao, Hailin (Loughborough University), Mark Holmes, Thomas Weyman-Jones, David Llewellyn

Productivity Growth of East Asia Economies' Manufacturing: A Decomposition Analysis

Applying a stochastic production frontier to sector-level data within manufacturing, this paper examines total factor productivity (TFP) growth for eight East Asian economies during 1963-1998, using both single country and cross-country regression. The analysis focuses on the trend of technological

progress (TP) and technical efficiency change (TEC), and the role of productivity change in economic growth. The empirical results reveal that although input factor accumulation is still the main source for East Asian economiesÆ growth, TFP growth is accounting for an increasing and important proportion of output growth, among which the improved TEC plays a crucial role in productivity growth.

JEL: D24, L60, O30, 053, O47,

Keywords: total factor productivity, technical efficiency change, technological progress, stochastic production frontier, East Asian economy

 

Linne, Thomas (Institute for Economic Research Halle), Axel Bruggermann

Are the Central and Eastern European Transition Countries still vulnerable to a Financial Crisis?  Results from a Multivariate Logit Analysis

The aim of the paper is to analyse the determinants of financial crises in a sample of nine transition countries in   Central and Eastern Europe with a modified logit model. The modification takes explicitly into account the rare event characteristic of a currency crisis. Our results suggest that it is possible to explain the occurrence of crises with only a small number of macroeconomic variables. The variables which contribute positively to the probability of a crisis are: i) the ratio of the current account deficit to GDP; ii) the ratio of the budget deficit to GDP; iii) the change in currency reserves; iv) the amount of real appreciation of the currency relative to a trend, and v) the change in exports. Short-term debt by banks, which played a key role in the history of the Asian crises, was not an important factor in the build up of the crisis potential in Central and Eastern Europe.

JEL: F31, F47

Keywords: currency crisis, logit-analysis, Central and Eastern Europe

 

Lombardelli, Clare (Bank of England), James Proudman, James Talbot

Committees versus individuals: an experimental analysis of monetary policy decision-making

We report the results of an experimental analysis of monetary policy decision-making under uncertainty. A large sample of economically literate students from the London School of Economics played a simple monetary policy game, as both individuals and committees of five players. Our findings - that groups make better decisions than individuals - accord with previous work by Blinder and Morgan. The experiment also attempted to establish why group decision-making is superior: although some improvement was related to committees taking decisions by majority voting, a significant additional committee benefit was associated with members being able to share information and observe each other's voting behaviour.

JEL: C91, C92, E5

Keywords: monetary policy, experimental economics, central banking, uncertainty

 

Lutz, Matthias (University of St Gallen)

Price Convergence under EMU? First Estimates

This paper examines whether European monetary union has lowered the degree of price dispersion among member countries. A number of different estimation methods are applied to four independent datasets containing prices of identical goods. While the results reported in the paper vary somewhat across goods, they provide little overall support of the European Commission's claim that the single currency would significantly deepen market integration among the euro-zone countries. Even though this should be viewed as preliminary evidence, it does suggest that there are other, more important impediments to market integration in the EU.

JEL: JEL: F15, F33, F36

Keywords: price convergence, EMU, treatment effect

 

Ma, Ada (University of Aberdeen), Peter Dolton

Executive Pay in the Public Sector: The Case of CEOs in UK Universities

We analyse top management public sector pay using a panel data of university Vice Chancellors (VC) in UK.  We assess how institutional performance, hierarchical effects, and personal characteristics determine VC pay. VC personal data covers personal details, qualifications and career history, which let us distinguish between internal promotions and hires from outside academia.  We use the results of three Research Assessment Exercises as academic performance indicators, and university financial positions as measures of sound executive management.  We analysed the importance of university salary structure and how they affect VC pay.  Fixed and random institutional effects are also identified and analysed.

JEL: M5, J3, J45

Keywords: pay, public sector, CEO, universities

 

Machin, Stephen (UCL & CEP  London School of Economics), Alan Manning, Lupin Rahman (STICERD London School of Economics

Where Minimum Wage Bites Hard: The Introduction of the UK National Minimum Wage to a Low Wage Sector

Between 1993 and April 1999 there was no minimum wage in the UK (except in agriculture).  In this paper we study the effects of the introduction of a National Minimum Wage (NMW) in April 1999 on one heavily affected sector, the residential care homes industry. This sector contains a large number of low paid workers and as such can be viewed as being very vulnerable to minimum wage legislation. We look at the impact on both wages and mployment. Our results suggest that the minimum wage raised the wages of a large number of care homes workers, causing a very big wage compression of the lower end of the wage distribution, thereby strongly reducing wage inequality. There is some evidence of employment and hours reductions after the minimum wage introduction, though the estimated effects are not that sizable given how heavily the wage structure was affected.

Keywords:

 

Makepeace, Gerry (Cardiff University), Peter Dolton

Computer use and earnings in Britain

This paper estimates various models of the effect of computer use on earnings using recent NCDS data.  The cross-section estimates are large and significant while the standard fixed effects estimates are small or insignificant.  The panel estimates change considerably once we allow the coefficients to differ across individuals.  Indeed, conditional on assumptions about when individuals use computers, conventional panel estimates may not identify the crucial parameters and cross-sectional methods may be needed.  We conclude that there was a premium associated with computer use for some individuals in the UK which we attribute to better capital equipment.

JEL: J00, J30, J31

Keywords: earnings, ICT, computers

 

Marrocu, Emanuela (University of Cagliari), Gianna Boero

The Performance of SETAR models by Regime: A Conditional Evaluation of Interval and Density Forecasts

The aim of this paper is to analyse the out-of-sample performance of SETAR models using daily data for the Euro effective exchange rate. The evaluation  is conducted on point, interval and density forecasts. The benchmark used for the comparison is a linear AR model for point forecast evaluation and a GARCH model for interval and density forecasts. In each case the models are evaluated unconditionally, over the whole forecast period, and conditionally, on the regimes of the SETAR models. The results show that, in general, the performance of the SETAR models improves significantly for the forecasts governed by the regime(s) with fewer observations. However, overall the GARCH model is better able to capture the distributional features of the series and to predict higher ordered moments.

JEL: C22, C51, C53, E17

Keywords: SETAR models, point forecasts, interval forecasts, density forecasts, Euro effective exchange rate

 

Mason, Robin (University of Southampton), Helen Weeds

The Failing Firm Defence: Merger Policy and Entry

This paper considers the `failing firm defence'. Under this principle, found in most antitrust jurisdictions, a merger that would otherwise be blocked due to its adverse effect on competition is permitted when the firm to be acquired is a failing firm, and an alternative, less detrimental merger is unavailable. Competition authorities have shown considerable reluctance to accept the failing firm defence, and it has been successfully used in just a handful of cases. The paper considers the defence in a dynamic setting with uncertainty. A firm entering a market also considers its ease of exit, foreseeing that it may later wish to leave should market conditions deteriorate. By facilitating exit in times of financial distress, the failing firm defence may encourage entry sufficiently that welfare is increased overall.  This view of the defence has several implications relevant to a number of merger cases. The conditions under which greater leniency is welfare-improving are examined.

JEL: L41, K21, D81

Keywords: merger policy, failing firm defence, entry, exit

 

Mateut, Simona (University of Nottingham), Spiros Bougheas, Paul Mizen

Trade Credit, Bank Lending and Monetary Policy TransmissionThis paper investigates the role of trade credit in the transmission of monetary policy. Most models of the transmission mechanism allow the firm to access only financial markets or bank lending according to some net worth criterion. In our model we introduce trade credit as an dditional source of funding. We predict that when monetary policy tightens there will be a reduction in market and bank lending, and an increase in trade credit. This is confirmed with an empirical investigation of 16,000 manufacturing firms.

JEL: E44, E52

Keywords: trade credit, bank lending, monetary policy transmission, credit channel

 

Mayer, Thierry (CERAS, France), Pierre-Phillippe Combes, Miren Lafourcade

Can Business and Social Networks Explain the Border Effect Puzzle?

McCallum (1995) shows in an influential contribution that, even when controlling for the impact of bilateral distance and region size, borders sharply reduce trade volumes between countries. We use in this paper data on bilateral trade flows between 94 French regions, for 10 industries and 2 years (1978 and 1993) to study the magnitude and variations over time of trade impediments, both distance-related and (administrative) border-related. We focus on assessing the role that business and social networks can play in shaping trade patterns and explaining the border effect puzzle. Using a structural econometric approach, we show that intra-national administrative borders significantly affect trade patterns inside France. The impact is of the same order of magnitude as in Wolf (2000) for  trade inside the United States. We show that more than 60\% of these (puzzling) intra-national border effects can be explained by the composition of local labour force in terms of birth place (social networks) and by inter-plants connections (business networks). In addition, controlling for these network effects reduces the impact of transport cost on trade flows by a comparable factor. Thus, business and social networks that help to reduce informational trade barriers are shown to be strong determinants of trade patterns and to explain a large part of the border puzzle.

JEL: F12, F15

Keywords: gravity, border effects, networks

 

McIntosh, Steven (CEP, London School of Economics), Arnaud Chevalier, Peter Dolton

Recruiting and Retaining Teachers in the UK: An Analysis of Graduate Occupation Choice from the 1960s to the 1990s

This paper examines the market for teachers in the UK from 1960 to 1996 using graduate cohort data from 5 separate cohorts.  We find that relative wages in teaching compared to alternative professions have a significant impact on the likelihood of graduates choosing to teach, although the impact depends upon the market situation at the time.  The wage effect on the supply of teachers is strongest at times of low relative teachers' wages, or following a period of decline in those wages.  It is also strongest for those individuals who have more recently graduated.

JEL: J2, J4

Keywords: labour supply, teachers, relative wages

 

McKillop, Donal (Queen's University Belfast), Pat McGregor

Credit Unions and the Supply of Insurance to Low Income Households

The low-income credit union modelled in this paper is an institution with a particular form of contract designed to allow it to operate among agents that are excluded from using banks. Specifically credit unions deal with those potentially on the minimum income guarantee. The challenge facing them is to distinguish between those whose motivation is consumption smoothing and those who seek the largest credible loan with the intention of defaulting. This is achieved by setting the level of the minimum deposit and the loan and deposit rates such that an intentional defaulter has no incentive to join the credit union.

JEL: G21, D82

Keywords: credit unions, intentional defaulter, financial contract

 

McVicar, Duncan (Northern Ireland Economic Research Centre), Jan M Podivinsky

Unemployment Duration Before and After New Deal

A major active labour market policy - the New Deal for Young People (NDYP) - was introduced throughout the UK in 1998. We examine its effects on unemployment duration by estimating hazard functions for unemployment outflows before and after its introduction. We add value to existing evaluations in the following ways. First, we examine previously unused administrative data for Northern Ireland. Second, we examine NDYP effects at all unemployment durations. Third, we estimate separately by gender. Fourth, exits to employment, education and training and other benefits are identified separately. Since NDYP's introduction, young people are 25-50% less likely to experience year-long unemployment spells, with increased probabilities for all types of exit. NDYP is intended, however, to largely eradicate long term youth unemployment. We ask why this has not been the case in Northern Ireland.

JEL: J64, J68

Keywords: unemployment duration, new deal, hazard functions, young people

 

Messina, Julian (European Central Bank)

Sectoral Structure and Entry Regulations

The sectoral allocation of labor differs considerably across developed economies, even in the presence of similar patterns of structural change. A general equilibrium model that captures the stylized facts of structural change is presented. In this framework, economy-wide barriers to entry hinder the development of dynamic sectors such as service industries. Moreover, higher service prices and rents in regulated economies reduce labor supply, providing a rationale for the negative association between product market regulations and the employment rate previously found in the literature. Empirical evidence presented shows that regulatory entry barriers help explaining differences in the sectoral allocation of labor across OECD countries.

JEL: O11, O41, L5

Keywords: unbalanced growth, entry regulations

 

Mitraille, Sebastien (University of Bristol), Eric Avenel

Strategic delays of delivery, market separation and demand discrimination

We show that an adequate choice of delays to deliver a durable good allows a monopoly to reduce competition between his two retailers on two different markets. Instead of preventing each retailer from selling on both markets, the producer separates the markets by directing the choices of consumers between the retailers. The consumer whose willingness to pay is the lowest obtains the good later than the other, and both pay their highest valuations for the good: the producer perfectly discriminates the demand. The European car market where producers try to restrict competition between retailers is an application of our findings.

JEL: L22, L12, L40

Keywords: delivery delays, discrimination, market separation, vertical restraints, European car market

 

Monteiro, Natalia Pimenta (University of Warwick)

The Impact of Privatisation on Wages: Evidence from the Portugese Banking Industry

This paper adopts a difference-in-differences estimator to examine the impact of privatisation on wages in the Portuguese banking industry for the period 1989-97. The design of the reform and the nature of dataset employed (matched employer-employee) provided a particularly important opportunity to analyse the effects of privatisation on different demographic groups, using multiple control groups, and considering the timing of the effects. The empirical evidence suggests a U-shaped relationship between wage variation and time period of restructuring, regardless of the choice of the comparison group, for those employees, either men or women, retained by privatised firms.

JEL: J31, J45, L33

Keywords: privatisation, wages, Portugese banking industry, difference-in-difference

 

Montero, Maria (University of Nottingham)

Two-Stage Bargaining with Reversible Coalitions: the Case of Apex Games

This paper studies coalition formation and payoff division in a class of majority games (apex games) assuming that payoff division can only be agreed upon after forming the coalition (two-stage bargaining) and that negotiations in the coalition can break down and a new coalition be formed (reversible coalitions). In contrast with the results of other two-stage models, all minimal winning coalitions may form and expected payoffs coincide with the per capita nucleolus. These results are robust to small changes in the bargaining procedure. Surprisingly, having a two-stage process (rather than a one-stage process with simultaneous coalition formation and payoff division) benefits the apex player.

JEL: C71, C72, C78

Keywords: coalition formation, two-stage bargaining, reversible coalitions, apex games, per capita nucleolus

 

Neyer, Ulrike (Martin-Luther-University Halle-Wittenberg)

Banks' Behaviour in the European Money Market and the Operational Framework of the Eurosystem

The Eurosystem has stated its intention to reformulate important aspects of its operational framework. This paper presents a model to analyze banks' behaviour in the European money market. Its main result is that the suggested alterations are sensible, but that further improvements should be undertaken. Under the current framework under- and overbidding behaviour in the main refinancing operations and wildly differing provisions of required reserves can occur. This can be avoided if first, the maturities of the main refinancing operations do not overlap, and second, if the required reserves

are not remunerated at an average rate.

JEL: E52, E58, G21

Keywords: bank behaviour, European Central Bank, monetary policy instruments, market for reserves

 

Oechslin, Manuel (University of Zurich), Reto Foellmi

Who Gains from Non-Collusive Corruption?

We explore the impact of non-collusive corruption on the wealth distribution. We show that the distributional consequences depend crucially on the degree of capital market imperfections. With perfect capital markets, corruption does not redistribute wealth within the private sector. However, if borrowing is limited, members of the ''middle class'' suffer most since bribery drives them out of the capital market. This makes access to credit easier for wealthy individuals such that a group of them even wins. Finally, we provide cross-country evidence showing that a high level of corruption and a polarization of the distribution go indeed hand in hand.

JEL: O11, D31, D73

Keywords: corruption, income inequality, development

 

Oliveira, Alessandro (University of Warwick)

A Competition Model for A Brazilian Air Shuttle Market

This paper aims at developing a competition model for a relevant subset of the Brazilian airline industry: the air shuttle market on the route Rio de Janeiro – S*o Paulo, a pioneer service created in 1959. The competition model presented here contains elements of both vertical product differentiation and representative consumer. I also use the conduct parameter approach to infer about the behaviour of airlines in the market under three situations: a quasideregulation rocess (from 1998 on), two price war events (1998 and 2001), and a shock in costs due to currency devaluation (1999). Results permitted making inference on the impacts of liberalisation on competition and investigating an alleged collusive behaviour of 1999.

JEL: L93

Keywords: air shuttle, competition, deregulation, product differentiation

 

Oswald, Andrew (University of Warwick), Jonathan Gardner

Is it Money or Marriage that Keeps People Alive?

It is believed that the length of a person's life depends on a mixture of economic and social factors.  Yet the relative importance of these is still debated.  We provide evidence in this paper that marriage has a much more important (positive) effect on longevity than high income does.  For men, it almost exactly offsets the large negative effect of smoking.  Economics, however, plays little or no role.  After controlling for health at the start of the 1990s, we find no reliable evidence that income affects the probability of death over the subsequent decade.

JEL: I12, J12

Keywords: mortality, health, income, marriage

 

Paul, Maureen (University of Warwick)

A Cross-section Analysis of the Fairness-of-pay Perception of UK Employers

This paper aims to contribute to the understanding of individuals' fairness perceptions by using cross-section data from the British Social Attitudes Survey to estimate what seem to be the first fairness perceptions-of-pay equations in the literature. The results suggest that, consistent with the existence of discrimination in the labour market, non-white workers perceive their pay as disadvantageously unfair. In contrast, a rather interesting finding is that women's fairness-of-pay perceptions are higher than that of men. The findings suggest that tackling pay alone will not eliminate feelings of underpayment. There is also evidence that with age, workers feel less fairly paid.

JEL: C21, C23, C25, J28, J71, Z13

Keywords: fairness perception, pay

 

Pezzini, Silvia (London School of Economics), Robert MacCulloch

The Role of Freedom, Growth and Religion in the Taste for Revolution

A fundamental question about the determinants of civil conflict is the relative importance of political freedoms versus economic development. This paper takes a new approach to provide an answer by using micro-data based on surveys of revolutionary tastes of 130,000 people living in 61 nations between 1981 and 1997. Controlling for personal characteristics, country and year fixed effects, more freedom and economic growth both reduce revolutionary support. Losing one level of freedom, equivalent to a shift from the US to Turkey, increases support for revolt by 4 percentage points. To reduce support by the same amount requires adding 14 percentage points onto the GDP growth rate. Being Muslim in a free country has no effect on the probability of supporting revolt compared to a non-religious person. However being Muslim in a country that is not free increases it by 13 percentage points. Being Christian in a free country decreases the chance of supporting revolt by 4 percentage points, compared to a non-religious person, and in a not-free country by 1 percentage point.

JEL: D74, H11, O1, O4, Z12,

Keywords: revolution, freedom, development, growth, religion

 

Pfann, Gerard A (I.Z.A. Bonn), Ben Kriechel

Heterogeneity among Displaced Workers

We combine post-displacement survey data with information from a displacing firm's personnel files in order to reveal sources of worker heterogeneity in search time and wage losses. First, we detail how experience-related characteristics affect workers' labour market careers during a period of three years after the bankruptcy of the firm. We find that wage losses are large. Interestingly, firm, rank, or job tenure do not explain observed wage differences. Idiosyncratic ability, job rotations prior to displacement, and differences in pre- and post-displacement job characteristics contribute most to observed variations in wages. The individual post-displacement labor market histories allow for testing the Blanchard-Diamond (1994) ranking model for which we find no support. We then develop a dynamic reservation wage updating model. The method of updating is based on the simple idea that job seekers are informed about successful matches of their former colleagues (Rees, 1966; Granovetter, 1974). The model fits the data well.

JEL: J33, J63, J65, C42

Keywords: idiosyncratic ability, mass lay-off, social networks, unemployment

 

Pfluger, Michael (DIW Berlin), Andreas Haufler

International Commodity Taxation under Monopolistic Competition

We analyze non-cooperative commodity taxation in a two-country trade model characterized by monopolistic competition and international firm and capital mobility. In this setting, taxes in one country affect foreign welfare through the relocation of mobile firms and through changes in the rents accruing to capital owners. With consumption-based taxation, these fiscal externalities exactly offset each other and the non-cooperative tax equilibrium is Pareto efficient. With production-based taxation, however, there are additional externalities on the foreign tax base and the foreign price level which lead non-cooperative tax rates to exceed their Pareto efficient levels.

JEL: F12, H21, H87

Keywords: tax competition, market imperfections, international trade

 

Pickering, Andrew (University of Bristol)

The oil extraction puzzle: theory and evidence

This paper considers the relationship between the extraction rates and remaining reserves of a non-renewable resource.  Under general conditions the derived extraction rule is firstly linear, and secondly exhibits a slope term common to all extractors regardless of pricing behaviour and costs whilst differences are captured by the intercept.  Data from the world oil industry supports the hypothesis of linearity but the implied test was rejected in some cases.  Latterly, it appears that either OPEC members are discounting at a higher rate than the competitive fringe or they are overstating their reserve levels.

JEL: N5, Q3

Keywords: oil, OPEC, extraction, reserves, resources

 

Posada, Pedro (University of Warwick), Odd Rune Straume

Merger, partial collusion and relocation

We set up a three-firm model of spatial competition to analyse how a merger affects the incentives for relocation, and conversely, how the possibility of relocation affects the profitability of the merger, particularly for the non-participating firm. The analysis is carried out for the assumptions of both mill pricing and price discrimination, and we also consider the case of partial collusion. For the case of mill pricing, a merger will generally induce the merger participants to relocate, but the direction of relocation is ambiguous, and dependent on the degree of convexity in the consumers' transportation cost function. We also identify a set of parameter values for which the free-rider effect of a merger vanishes, implying that the possibility of relocation could solve the `merger paradox', even in the absence of price discrimination.

JEL: L13, L41, R30

Keywords: spatial competition, merger, relocation, partial collusion

 

Price, Simon (Bank of England), Dimitrios Asteriou, Peter Lukacs, Nigel Pain

Manufacturing price determination in OECD countries; markups, demand and uncertainty in a dynamic heterogeneous panel

Manufacturing price markup  equations are estimated for 15 OECD countries using annual data.  Firms have CES production technology. The markup depends on demand, competitors' prices and uncertainty.  Cointegration is tested with the Pedroni tests and a panel version of the Johansen test, and evidence found for unique cointegrating vectors.  Estimation of the long-run parameters is  performed with  a pooled mean group method, with short run heterogeneous dynamics. Tests for  homogeneity of the long-run parameters do not reject the hypothesis. Markups are pro-cyclical and  rise with both competitors' prices  and uncertainty.

JEL: C23, E30

Keywords: pricing behaviour, markups, panel test for order of integration, panel cointegration, dynamic heterogeneous panels, pooled mean group estimation

 

Propper, Carol (University of Bristol), Simon Burgess, Denise Abraham

Competition and Quality: Evidence from the NHS Internal Market 1991-1999

Payer-driven competition has been widely advocated as a means of increasing efficiency in health care markets. The 1990s reforms to the UK health service followed this path. We examine whether competition led to better outcomes for patients, as measured by death rates after treatment following heart attacks. Using data on mortality as a measure of hospital quality and exploiting the policy change during the 1990s, we find that the relationship between competition and quality of care appears to be negative.

JEL: I1, L8, H4

Keywords: competition, health care, mortality, quality of care

 

Proto, Eugene (University of Bristol)

International Risk Sharing and Bank Runs

Banks act as maturity transformers, who take liquid deposit and invest in illiquid assets. In this classical framework, we introduce uncertainty in the asset returns. We show that banks can insure individuals against the risk of illiquidity at the cost of increasing the riskIness of their portfolios. In an open financial market, they can better diversify their portfolio and decrease its risk. In that way, they can also increase the level of insurance against the risk of illiquidity. This improves individual welfare, but the banks' short-term deposit-reserve ratio and the fragility of the financial system result higher in an open economy than in an autarchic regime. For this reason, the mechanism of deposit insurance against bank runs becomes more difficult to implement by each country's central bank.

JEL: F36, G11, G15, G21

Keywords: bank run, international risk sharing, fragility of financial markets, deposit insurance

 

Pudney, Stephen (University of Leicester), Monica Hernandez, Ruth Hancock

The Welfare Cost of Means-Testing: Pensioner Participation in Income Support

We estimate parametric and semi-parametric binary choice models of benefit take-up by British pensioners and use a revealed preference argument to infer the cash-equivalent value of disutility arising from stigma or complexity of the claims process. These implicit costs turn out to be relatively small, averaging about £2-4 per week across Income Support recipients. Using the Foster-Greer-Thorbecke measure of poverty among pensioners, we find that allowing for implicit claim costs incurred by benefit recipients raises the measured degree of poverty by not more than 16%.

JEL: C25, D63, H55, I32, I38

Keywords: benefit take-up, program participation, pensions, welfare, poverty

 

Renou, Ludovic (European University Institute), Guillaume Carlier

Optimal debt contracts and diversity of opinions: an extreme case of bunching

This paper studies optimal menus of debt contracts such as secured debentures or bonds, in the presence of diversity of opinions between borrowers and lenders. We first characterize incentive compatible contracts, then prove the existence of optimal debt contracts. Finally, we are able to explicitly characterize such optimal menus within a specific case: we notably show that borrowers optimally offer at most two contracts, which is an extreme case of bunching.

JEL: C7, D8, G3

Keywords: debt contracts, heterogeneity of beliefs, multidimensional screening, bunching

 

Rigon, Massimiliano (University of Glasgow)

Monetary Policy in Open Economies: Price Inertia and Inflation Targeting

In this paper we consider a two-country model. Each country is characterised by several different sources of nominal inertia. This distinguishes our model from others in the so called New Open Economy Macroeconomics and makes it a suitable framework within which analyse the stabilising  properties of monetary policies. We show that the variance of inflation induced by domestic inflationary shocks is lower under CPI targeting than when we target a measure of output price inflation.  In fact, market segmentation and staggered wage  and  price  setting result in lower and  more persistent foreign inflation responses to a domestic inflationary shocks.  This inertia in foreign price adjustments is completely passed through into CPI inflation but  not into output price inflation.  These differences cannot be detected in traditional models that usually introduce sluggish adjustments of domestic output prices as the only source of  nertia.  Furthermore, we find a limited role for the exchange rate in affecting the stabilising properties of the rules.

JEL: E52, E58, F41

Keywords: monetary policy, inflation targeting, open economy, exchange rate, staggered price

 

Roberts, Mark (University of Nottingham), Michael Bleaney

International labour mobility and unemployment

We develop a two-country labour-market model characterised by union wage-bargaining, in which the unemployed incur individual-specific costs of seeking work abroad. We explore the effects on equilibrium unemployment in each country of changes in union bargaining strength, the ratio of unemployment benefits to wages, and employers' willingness to hire foreign workers.  Unfavourable labour-market institutions increase unemployment abroad as well as at home. We find that no country has an incentive to internationalise its own labour market unilaterally, because all the employment gains spill over abroad, which gives countries a strong incentive to co-ordinate on internationalisation.

JEL: F22, F42, J51, J61

Keywords: international labour mobility, unions, wage bargaining, globalization, unemployment

 

Robertson, Peter (Univerity of New South Wales), John S Landon-Lane

Can government policies increase national long-run growth rates?

We obtain time series estimates of the long run growth rates of 17 OECD countries, and test the hypothesis that these are the same across countries. We find that we cannot reject this hypothesis for the first and last three decades of the 20th century. We conclude that: (i) there are few, if any, feasible policies available that have a significant effect on long run growth rates, and; (ii) any policies that can raise national growth rates must be international in scope. The results therefore have bleak implications for the ability of countries to affect their long run growth rates.

JEL: F0, O0, O4

Keywords: economic policy, technological change, convergence, economic growth

 

Robinson, Helen (Cardiff University)

Regional evidence on the effect of the National Minimum Wage on the gender pay gap

We study the evidence of change in the gender wage gap across regions around the introduction of the National Minimum Wage (NMW) in Britain.  As the proportion of low paid workers continued to vary across British regions, so did the relative share of men and women paid below the NMW before its introduction.  This variation provides a "quasi" natural experiment with which to try and measure the effect of the introduction of the NMW.  Using difference-in-differences type estimation, we conclude that there is variation in the narrowing of the overall gender pay gap across regions, consistent with regional differences in the incidence and magnitude of low pay.

JEL: J38

Keywords: gender wage gap, difference-in-differences

 

Roider, Andreas (University of Bonn), Mathias Drehmann, Jorg Oechssler

Herding and Contrarian Behavior in Financial Markets - An Internet Experiment

We report results of an internet experiment designed to test the theory of informational cascades in financial markets. More than 6000 subjects, including a subsample of 267 consultants from an international consulting firm, participated in the experiment. As predicted by theory, we find that the presence of a flexible market price prevents herding. However, the presence of contrarian behavior, which can (partly) be rationalized via error models, distorts prices, and even after 20 decisions convergence to the fundamental value is rare. We also study the effects of transaction costs and the expectations of subjects with respect to future prices. Finally, we look at the behavior of various subsamples of our heterogeneous subject pool.

JEL: C99, D8, G12, G14

Keywords: herd behavior, informational cascades, contrarian investors, market efficiency, internet experiment

 

Ruffin, Roy J (University of Houston), Ronald W Jones

Trade and Wages: A Deeper Investigation

A new presentation of the specific factors model shows how labor fares under international trade by considering how the price elasticity of the nominal wage rate responds to the terms of trade as well as factor endowments.  Gains to labor are decomposed into measurable terms of trade effects and production bias effects.  If trade is caused by differences in technology, trade can harm the interests of labor when the elasticities of substitution are sufficiently small.  If trade is caused by differences in labor endowments, trade raises real wages in the labor abundant country, even if exports are capital intensive.

JEL: F1

Keywords: trade, real wages, beta function, specific factors

 

Sanchez-Fung, Jose R (Kingston University),

Inflation targeting and monetary analysis in Chile and Mexico

This paper studies the role of monetary and open economy indicators in inflation targeting (IT) economies through the analysis of a nested Phillips curve/ P-star model for Chile and Mexico. For Chile a real money gap and a money growth indicator are found to be relevant in predicting deviations of observed from target inflation. In contrast, for Mexico real exchange rate measures are robust predictors of deviations of actual from (i) expected inflation during the pre-IT (1999) period, and (ii) target inflation in the post-IT span.

JEL: E30, E40, E50, F41

Keywords: inflation targeting, monetary policy, money demand, PPP, P-star, Phillips curve, cointegration, Kalman filter, block Granger non-causality, VARs

 

Santoni, Michele (University degli Studi di Milano)

Product market integration and endogenous bargaining structure

This paper focuses on the effects of product market integration on wage-bargaining institutions in a one-way trade model of an international Cournot oligopoly. It shows that product market integration (i.e. a reduction in trade costs either from an arbitrary or from its optimal level) lowers the incentives to centralisation for home unions, given that firms always prefer decentralisation, making it more likely that a decentralised wage bargaining structure occurs in equilibrium.

JEL: F1, J51, L13.

Keywords: Bargaining institutions, unionised oligopolies, trade integration

 

Saporta, Victoria (Bank of England), Andrew G Haldane, Gregor Irwin

Bail-Out or Work-Out?  Theoretical Considerations

In recent years, we appear to have entered an era of capital account crises.  In response, a number of new crisis resolution ideas have been put forward, including the establishment of supranational institutions such as an international lender of last resort or an international bankruptcy court, temporary payments standstills and the inclusion of collective action clauses in debt contracts.  This paper assesses these proposals using a theoretical model of crisis.  The model underscores the importance of adapting policy interventions to the nature of the crisis at hand.  For example, it finds that payments standstills and last-resort lending are an equally efficient means of dealing with liquidity crises, both ex-ante and ex-post, while creditor committees are second-best.  It finds that debt-write-downs are a preferred means of dealing with solvency crises than subsidized IMF financing because of the negative moral hazard implications of the latter tool.  And it finds that international bankruptcy court proposals may be superior to contractual approaches in securing such write-downs

JEL: F33, F34

Keywords: crisis resolution, international lender of last resort, standstills, IMF

 

Sarangi, Sudipta (Louisiana State University), Raj Kannan, Lydia Ray

The Structure of Information Networks

We develop a model of information acquisition in a network where agents pay for all the information they acquire including those through indirect links. The cost of information depends on the value of information itself and the distance it traverses in the network. We find that when the costs of information increase with distance, the complete network is the only Nash network. When costs of information decrease with distance capturing delay, all equilibrium information networks are minimally connected, though not all trees are Nash. We analyze the popular star and chain networks and identify strict Nash networks. We show that there is almost no divergence between efficient and equilibrium information networks. We explore the implications of a spatial model and information decay and discuss the relationship with experimental evidence.

JEL: D82, D83

Keywords: Nash networks, information networks, efficient networks

 

Sarno, Lucio (University of Warwick), Daniel l Thornton,  Giorgio Valente

Federal Funds Rate Prediction

Recent research has reported that both the federal funds rate futures market and the federal funds target contain valuable information for explaining the behavior of the US effective federal funds rate.  A parallel literature on interest rate modelling has recorded evidence that the dynamics of interest rates displays significant regime-switching behavior.  In this paper we produce out of sample forecasts of the federal funds rate at horizons up to 8 weeks ahead using linear and nonlinear, regime-switching equilibrium correction models of the funds rate and employing both point and density measures of forecast accuracy.  We cannot discriminate among the models considered in terms of point forecast accuracy.  However, in terms of density forecast accuracy, we find that the term structure model of the federal funds futures rate is significantly better than the other models considered, and that regime-switching models provide a substantial forecasting improvement relative to their linear counterparts and relative to individual series of the futures rate.

JEL: E43, E47

Keywords: federal funds rate, term structure of interest rates, forecasting, nonlinearity

 

Schabert, Andreas (University of Cologne)

Interactions of monetary and fiscal policy in a business cycle model with open market operations

Consensus monetary business cycle theory is hardly able to rationalize why fiscal policy is repeatedly found to stimulate private consumption and why monetary policy should care about Ricardian fiscal policy. In this paper we demonstrate that this changes when government bonds provide liquidity services. We develop a simple business cycle, which can be solved analytically, where money is supplied via open market operations. When only government bonds are accepted as a collateral for money and private debt earns a higher interest, real public debt eases households' access to money and Ricardian equivalence does not hold. Interest rate policy is not restricted by requirements for equilibrium determinacy and its effects are consistent with common priors. Shocks are propagated via changes in financial wealth and persistence is altered by the stance of fiscal and monetary policy. overnment expenditures, which are not completely tax financed, can raise private consumption when monetary policy is not too reactive. Similarly, a moderate interest rate policy allows a deficit financed tax cut to stimulate real activity.

JEL: E63, E52, E32

Keywords: interaction of monetary and fiscal policy, open market operations, cash-in-advance, interest rate rules, fiscal policy shocks

 

Schmalenbach, Anke (University of Bonn), Manisha Chakrabarty

The Representative Agent Hypothesis: An Empirical Test

This paper empirically tests the validity of using only /mean /income as a representative variable in the aggregate consumption relation and of assuming time-invariance of the coefficients in this relation, as done in macromodels. We use a statistical distributional approach of aggregation to test these properties on the UK-Family Expenditure Survey [1974-1993]. The time-invariance assumption is rejected in most cases. A bootstrap test also suggests that in addition to mean income, the /dispersion /of income matters significantly for the commodity group /services /in several years and for /total/ /nondurable/ in some years, thus invalidating the /representative agent hypothesis/.

JEL: C12, C14, D12, E21

Keywords: representative agent hypothesis, time invariance, heterogeneity

 

Shields, Michael (University of Melbourne), Paul Frijters, John P Haisken-DeNew

The Value of Reunification in Germany: An Analysis of Changes in Life Satisfaction

Recent years have seen a considerable increase in the number of economists researching the role of income, employment status and other demographic characteristics in determining individual life satisfaction or happiness. In this paper we investigate how life satisfaction is affected by a large exogenous shock, namely, reunification for East Germans. In particular, we identify the effects of the substantial increase in real household income and increased unemployment. We implement a new fixed-effect estimator for ordinal life satisfaction in the German Socio-Economic Panel and develop a decomposition approach that accounts for new entrants and panel attrition. We find that average life satisfaction in East Germany increased by around 20% in the years following reunification, leading to a clear convergence with West Germany. Importantly, increased real household incomes in East Germany accounted for around 35-40% of this increase.

JEL: Z1, C23, C25, I31

Keywords: life satisfaction, German reunification, random and fixed-effects panel models, causal decomposition

 

Shields, KalvInder (University of Melbourne), Kevin B Grier, Olan T Henry, Nilss Olekalns

The Asymmetric Effects of Uncertainty on Inflation and Output Growth

We study the effects of growth volatility and inflation volatility on average rates of output growth and inflation for post-war U.S. data.  Our results suggest that growth uncertainty is associated with higher average growth and lower average inflation. Inflation uncertainty is significantly negatively correlated with both output growth and average inflation. Both inflation and growth display evidence of significant asymmetric response to positive and negative shocks of equal magnitude.

JEL: E390

Keywords: growth, inflation, uncertainty, asymmetry, generalised impluse response functions

 

Simmons, Peter (University of York), G Garino

Truth-telling and the Role of Limited Liability in Costly State Verification Loan Contracts

Recent literature has considered the form of loan contract between two or more risk neutral parties where the revelation principle is inappropriate due to the lack of commitment to an auditing policy by the lender. The privately informed debtor has a stochastic return; once he knows the state realisation, auditing and cheating are determined as Nash equilibria. The literature assumes that this leads to randomised cheating and auditing. In this paper we verify that the contract may involve this randomisation; but that it may also involve truthtelling with random auditing and one or more investors in line with Persons (1996); or a single state independent repayment with no auditing. We define conditions on the state observation cost and the distribution of returns which determine which of these three forms of contract is optimal. We find that under unlimited liability when the loan size is fixed the two investor truthtelling contract dominates all the other forms; and that this is also true when the loan size is optimally chosen. On the other hand under limited liability if the cost of observation is large relative to the lowest state revenue, the random auditing contract or a constrained two investor truthtelling contract may be optimal. The limited liability condition in the constrained truthtelling contracts forces the level of finance to be higher than under unlimited liability.

JEL: C7, G0

Keywords: loan contracts, costly state verification, commitment, limited liability

 

Smith, Jennifer (University of Warwick)

Pay Cuts

This paper tests the `morale' theory of downward nominal wage rigidity. This theory relies on workers disliking nominal pay cuts: cuts should make workers less happy. We investigate this using panel data on individual employees' pay and satisfaction. We confirm that nominal cuts do make workers less happy than if their pay had not fallen. But we find no difference in the effect on happiness of cuts and pay freezes. This represents important information about the nature of wage rigidity in practice and the applicability of the morale theory. The morale theory may be able to explain generalised downward wage rigidity, but apparently fails to explain downward nominal rigidity.

JEL: J30, E24

Keywords: wage rigidity, satisfaction

 

Sonedda, Daniela (University of Piemonte Orientale)

Wealth Inequality, Income Redistribution and Growth in 15 OECD countries

We model the individuals' investment in physical capital and education decisions in presence of borrowing constraints and a progressive taxation system. Our empirical evidence for 15 OECD countries supports the theoretical model predictions according to which the effects on growth of higher redistribution are ambiguous. We find that in those countries characterized by a high (low) taxation level and a high (low) degree of tax progressivity, further redistribution has a negative (positive) impact on growth since the disincentive effects on individuals' effort prevail (is dominated by) the positive effect of allowing more people to have access to the capital market.

JEL: O5, E25, H24

Keywords: growth, income distribution, progressive taxation

 

Stahler, Frank (University of Kiel)

Market Entry and Foreign Direct Investment

This paper discusses the impact of foreign direct investment (FDI) on market entry and welfare. It assumes that firms may enter markets in the first period as national firms only. In the second period, however, FDI is possible. The paper demonstrates that FDI reduces market entry because equilibrium profits in the second period decline with a decrease in the fixed cost of FDI. Therefore, compared to a trade regime without any FDI, prices rise in the first period but decline in the second period. The paper shows, however, that FDI will unambiguously improve the discounted sum of consumer surplus.

JEL: F12, F15

Keywords: foreign direct investment, multinational enterprises, imperfect competition, free entry

 

Stark, Oded (University of Bonn), C Simon Fan

Addition through Depletion: The Brain Drain as a Catalyst of Human Capital Formation and Economic Betterment

Enabling educated individuals to work abroad entails a brain drain and results in educated unemployment at home. Because the prospect of migration raises the expected returns to higher education it also facilitates a "brain gain": a eveloping economy ends up with a higher fraction of educated individuals.  Due to the positive externality effect of the prevailing, economy-wide endowment of human capital on the formation of human capital, a relaxation of migration policy pursued in both the current period and the preceding period can greatly facilitate the "take-off" of a developing economy in the current period. Thus we identify a new policy tool that could yield an improvement in the well-being of the population of a developing economy: a controlled migration of educated workers.

JEL: F22, H23, I30, J61, O40,

Keywords: Brain drain, human capital formation, externalities, economic growth, social welfare

 

Stevens, Phillip Andrew (NIESR), Richard Kneller

Absorptive Capacity and Frontier Technology: Evidence from OECD Manufacturing Industries

This paper investigates whether differences in absorptive capacity help to explain cross-country differences in the level of productivity. We utilise stochastic frontier analysis to investigate two potential sources of this inefficiency: differences in human capital and R&D for nine industries in twelve OECD countries over the period 1973-92. We find that inefficiency in production does indeed exist and it depends upon the level of human capital of the country’s workforce.Evidence that the amount of R&D an industry undertakes is also important is less robust.

JEL: O3, O4

Keywords: absorptive capacity, human capital, R&D, SFA

 

Stewart, Mark B (University of Warwick)

The relationship between the financial position of pensioners and their working-life earnings levels

This paper investigates the link between the incomes and wealth of pensioners and their working-life earnings levels. It uses the combination of detailed income and asset information and working-life history information available in the British Household Panel Survey. The proportionality predicted by a simple "stripped down" form of the life-cycle model is supported for pensioner couples and male single pensioners, but not for female single pensioners.

JEL: D91, D31

Keywords: incomes, wealth, pensions, housing wealth, life-cycle model

 

Stewart, Mark B (University of Warwick)

Estimating the employment effects of minimum wage increases in the pesence of cyclical differences between comparison groups

 

Keywords: minimum wage, employment determination, labour demand, difference-in-differences estimator

 

Strachan, Rodney (University of Liverpool), Brett Inder

Bayesian Analysis of Stochastic and Deterministic Processes in The Error Correction Model

In this article a method for joint estimation of the number of stochastic trends and the deterministic processes in a multivariate error correction model is presented. This approach takes advantage of the Laplace method of approximating integrals and, the second important contribution of the paper, careful elicitation of the prior for the cointegrating vectors from a prior on the cointegrating space. The approach follows the classical approaches of James (1969), Anderson (1951) and Johansen (1988 and 1991) and performs well when used to estimate the number of stochastic trends compared with information criteria in finite samples in Monte Carlo experiments.

JEL: C11, C32

Keywords: stochastic trend, deterministic trend, posterior probability, Grassman manifold, Stiefel manifold

 

Sunde, Uwe (IZA Bonn, University of Bonn), Matteo Cervellati

Human Capital Accumulation, Lifetime Duration and the Process of Economic Development

This paper presents a microfounded theory of long-term development.  We model the interplay between economic variables, namely the process of human capital formation and technological progress, and the biological constraint of finite lifetime expectancy. All these processes affect each other and are endogenously determined. The model is analytically solved and simulated for illustrative purposes. The resulting dynamics reproduce a long period of stagnant growth as well as an endogenous and rapid transition to a situation characterized by permanent growth. This transition can be interpreted as industrial revolution. Historical and empirical evidence is discussed and shown to be in line with the predictions of the model.

JEL: E19, J10, O10, O40, O41

Keywords: long-term development, endogenous lifetime duration, endogenous life expectancy, human capital, technological progress, growth externalities

 

Surico, Paolo (Universita Bocconi)

US Monetary Policy Rules: the Case for Asymmetric Preferences

This paper investigates the empirical relevance of a new framework for monetary policy analysis in which decision makers are allowed to weight differently positive and negative deviations of inflation and output from  the target values. The specification of the central bank objective is general enough to nest the symmetric quadratic form as a special case, thereby making the derived policy rule potentially nonlinear. This forms the basis of our identification strategy which is used to evelop a formal hypothesis testing for the presence of asymmetric preferences. Reduced-form estimates of postwar US policy rules indicate that the preferences of the Fed have been highly asymmetric with respect to both inflation and output gaps, with the latter being the dominant source of nonlinearity after 1983.

JEL: C52, E52

Keywords: nonlinear optimal monetary policy rules, asymmetric loss function, linearized central bank Euler equation

 

Tekin, Erdal (Georgia State University)

Child Care Subsidies, Wages, And Employment of Single Mothers

This paper provides a comprehensive analysis of employment and child care payment decisions of single mothers in the early post-welfare reform environment, using data from the National Survey of America's Families (NSAF).  I develop and estimate a model that examines the effects of the price of child care and the wage rate on employment decision as well as the decision to use paid child care among single mothers.  The model distinguishes between the full-time and part-time employment decisions as well as the prevailing wages in these two employment markets.  A semi-parametric random effects estimator and the Gaussian Quadrature are used together to estimate the system of equations for the discrete outcomes of full-time and part-time employment, and child care payment, and the linear equations of the price of child care, and part-time and full-time wages in a unified framework.  The econometric model also controls for the endogeneity of child care subsidy receipt and adjusts the hourly price of child care for the amount of subsidy for mothers who receive one.  The results show that full-time working mothers are more sensitive to the price of child care than part-time working mothers.  A lower price of child care leads to increases in overall employment and the use of paid child care.  However, much of the increase in employment is in the form of full-time employment.  An increase in the full-time wage rate leads to increases in overall employment and the use of paid child care.  The effects of full-time wage rate are estimated to be much larger than those of the price of child care.  Part-time wage effects are found to be so small to have significant implications.

JEL: J13, C14, J23

Keywords: child care, employment, wage rate, child care subsidies

 

Temple, Jonathan (Unifversity of Bristol)

The costs of dualism

This paper shows how to calibrate a two-sector general equilibrium model of production using a small number of parameter assumptions and readily available data. The framework is then used to analyze the costs of labor market dualism. The paper quantifies the effects of rural-urban wage differentials and urban unemployment on total output, wages and returns to  capital, factor shares, and sectoral structure. One of the main findings is that labor market rigidities can have a major impact on the extent of industrialization.

JEL: D61, O40

Keywords: dualism, productivity, wage differentials, minimum wages

 

Thompson, Steve (University of Leicester), Sourafel Girma, Peter W Wright

Corporate Governance Reforms and Executive Compensation Determination: Evidence from the UK

This paper examines the effect that the ‘Cadbury reforms’ have had on the pay determination process of executives in the UK Our results suggest that, on average, the impact has been disappointing. The relationship between pay and performance remains weak and the link to firm size has, if anything, been strengthened. However, our results suggest considerable heterogeneity in the impact of the reforms, and for those firms above median employment the link between pay and profits appears to have strengthened.

Keywords: executive, compensation, governance, Cadbury

 

Thompson, Jamie (Bank of England), Hasan Bakhshi, Nick Oulton

Modelling Investment When Relative Prices Are Trending: Theory and Evidence for the UK

This paper investigates the ability of aggregate and disaggregate equations to account for the boom in UK plant and machinery investment in the second half of the 1990s.  We extend previous US research by Tevlin and Whelan (2002) by explaining the failure of the aggregate equations more formally in terms of misspecification when relative prices are trending; and by conducting the econometric analysis in a formal cointegration framework.  In line with the US research, we find asset-level equations can explain the UK investment boom over this period, whereas the aggregate equation completely fails.

JEL: C51, E22

Keywords: investment, computers, relative prices

 

Thoron, Sylvie (GREQAM)

Which Acceptable Agreements are Equilibria?

I propose a normal form game of agreement formation in which each player's strategy is to say for each size of agreement whether it is acceptable or not. I propose a refinement, which guarantees that each one of these choices is self-enforcing. For general payoff functions, which exhibit positive externalities, I analyse situations in which symmetric players have the possibility to reach a unique agreement. I prove the uniqueness of this equilibrium. I give two specific examples: a cartel and an agreement to contribute to a public good.

JEL: C70, C72

Keywords: coalition formation, normal form games, agreement, cartel, environmental agreement, public good

 

To, Thuy Duong (University of Technology, Sydney), Carl Chiarella

The Jump Component of the Volatility Structure of Interest Rate Futures Markets: An International Comparison

We propose a generalization of the Shirakawa (1991) model to capture the jump component in fixed income markets. The model is formulated under the Heath, Jarrow and Morton (1992) framework, and allows the presence of a Wiener noise and a finite number of Poisson noises, each associated with a time deterministic volatility function. We derive the evolution of the futures price and use this evolution to estimate the model parameters via the likelihood transformation technique of Duan (1994). We apply the method to the short term futures contracts traded on CME, SFE, LIFFE and TIFFE, and find that each market is characterized by very different behaviour.

JEL: C51, E43, G12, G13

Keywords: term structure, Heath-Jarrow-Morton, Jump-diffusion, FIML, likelihood transformation, interest rate futures

 

Trabold, Harald (DIW Berlin), Parvati Trubswetter, Philipp J H Schroder

Intermediation in Foreign Trade: When do Exporters Rely on Intermediaries?

The paper explores theoretically and empirically why trade intermediaries (TIs) are frequently used as agents for exports to some countries but not to others. We adapt a standard intra-industry trade model with variable export costs (e.g. transport) and fixed export costs (e.g. market access) to include a TI that is able to pool market access cost. From this framework explanatory factors for the TI share in a country’s exports are derived and subsequently tested with a new data set based on French customs information. The paper finds that: (i) higher market access costs increase the TI share, (ii) smaller export markets feature a larger TI share, (iii) the TI share is independent from variable (distance-dependent) export costs.

JEL: D23, F10, F12, F15, F23

Keywords: trade intermediation, indirect exports, monopolistic competition

 

Tudela, Merxe (Bank of England), Garry Young

A Merton Model Approach to Assessing the Default Risk of UK Public Companies

This paper shows how a Merton-model approach can be used to develop measures of the probability of failure of quoted UK companies. Probability estimates are constructed for a group of failed companies and their properties as leading indicators of failure assessed. Probability estimates of failure for a control group of surviving companies are also constructed. These are used in Probit-regressions to evaluate the information content of the Merton-based estimates relative to information available in company accounts. The paper shows that there is much useful information in the Merton-style estimates.

JEL: G12, G13

Keywords: Merton models, corporate failure, implied default probabilities

 

Turon, Helene (University of Bristol), Simon Burgess

Unemployment equilibrium and on-the-job search

This paper uses the search and matching framework to explore the impact of employed job search on the labour market. We allow for endogenous employed job search, endogenous job destruction and heterogenous job creation. Job flows and workers flows do not coincide as we allow for job-to-job flows, firms' churning of workers and labour force entries and exits. Employed job search is shown to have a substantial impact on unemployment dynamics but a negligible one on the level of unemployment. It also plays a key role in propagating a shock to institutions or to the economy to the labour market.

JEL: J64

Keywords: unemployment, on-the-job search, job destruction, business cycles, matching

 

Upward, Richard (University of Nottingham), Martyn Andrews, Steve Bradley, Dave Stott

Testing theories of labour market matching

This paper estimates a model of two-sided search using micro-level data for a well-defined labour market.  It examines the assumption of random matching and contrasts it with the stock-flow (or non-random) matching model of Coles and collaborators.  Given a dataset of contacts, matches, and complete labour-market histories for both sides of the market, we estimate hazard functions for both (unemployed) job-seekers and vacancies.  For job-seekers, the tests adds the stock of new vacancies to a standard job-seeker hazard which itself depends on the stocks of vacancies and unemployed.  Our tentative results find very weak evidence of stock-flow matching.

JEL: C41, E24, J41, J63, J64

Keywords: two-sided search, random matching, hazards

 

Vecchi, Michela (NIESR), Mary O'Mahony

In Search of An ICT Impact on TFP: Evidence from Industry Panel Data

This paper uses a new set of industry data for the US and the UK non-agricultural market economy, to provide new evidence on the impact of ICT on TFP. We compare the results from standard panel data techniques with newly developed dynamic panel data estimation methods. The traditional industry panel data analysis fails to find a significant impact of ICT on output/TFP growth. This paper argues that this is due to heterogeneity across industries, particularly in the time dimension. An alternative technique which allows the dynamic specification to vary across industries yields a positive and significant long-run impact of ICT on TFP.

JEL: C33, C44, D24, O3

Keywords: productivity, ICT capital, heterogeneous dynamic panels

 

Viitanen, Tarja K (University College Dublin), Arnaud Chevalier

The Supply of Childcare in Britain: Do Mothers Queue for Childcare?

This paper presents a model of partial observability applied to the childcare market in Britain.  We simultaneously estimate the demand and use and calculate the excess demand for childcare. We find a large queue with nearly half of the mothers demanding childcare queuing for it.   We also find that formal and informal care are not substitute, implying that policies increasing the supply of formal care lead to an increase in the use of care rather than solely a shift from informal to formal care. This has implication on the efficiency of policies aiming at increasing the labour supply of mothers.

JEL: J130, J220

Keywords: supply of childcare

 

Vlieghe, Gertjan (Bank of England), Stephen Bond, Alexander Klemm, Rain Newton-Smith, Murtaza Syed

The roles of expected profitability, Tobin's Q and cash flow in econometric models of company investment

Evidence that cash flow has a significant effect on investment after controlling for Tobin's average Q has been interpreted as suggesting the importance of financing constraints. Recent work shows that the Q model may not be identified if there are `bubbles' in stock market valuations that are persistent and correlated with fundamental values. Cash flow may then provide additional information about expected profitability that is not captured by average Q.  Using data on UK companies, we find severe measurement error in average Q.  We find that cash flow becomes insignificant after controlling for expected profitability using analysts' earnings forecasts (I/B/E/S).

JEL: C23, E22, E44, G3

Keywords: panel data, investment, financing constraints, Q Model, share prices

 

von Kalckreuth, Ulf (Deutsche Bundesbank), Jorg Breitung, Robert S Chirinko

A Vectorautoregressive Investment Model (VIM) and Monetary Policy Transmission: Panel Evidence from German Firms

This paper proposes a new framework for studying the effects of monetary policy on business investment, modeling investment spending as a VAR.  Based on a panel of financial statement data for 6,408 German firms (44,345 datapoints) supplemented with user costs of capital and confidential measures of creditworthiness, we generate GMM estimates of a Vectorautoregressive Investment Model (VIM) containing investment, cash flow, sales, and the user cost of capital.  Apart from reporting several substantive findings, this paper demonstrates that the panel VAR approach is useful for modeling firm dynamics and real/financial interactions and for assessing monetary policy transmission.

JEL: E5, C33, E22

Keywords: panel data VARs, monetary policy trmonetary policy transmission, panel data VARs, firm-level investment, Germany

 

Waisman, Gisela (Stockholm University)

Decision making in the ECB's Governing Council - Should minutes and forecasts be published?

Governments seem to influence the decisions taken by the Governing Council of the ECB. It's been argued that the publication of forecasts and minutes of the Governing Council's meetings would have a negative effect due to the influence of governments on their representatives' votes. In my model, such information reduces their influence and benefits the Executive Board. Governments benefit from the publication of minutes, while they sometimes disagree with respect to the forecasts. The model suggests that the EMU members may want to withhold the publication of forecasts when taking enlargement with a more heterogeneous group of countries into account.

JEL: E42, E58, F33

Keywords: European central bank, EMU, monetary union, voting, transparency

 

Wakerly, Elizabeth C (University of East Anglia), Elena Loukoianova, Shaun P. Vahey

A Real Time Tax Smoothing Based Fiscal Policy Rule

We consider the real-time implementation of a fiscal policy rule based on tax smoothing (Barro (1979), Bohn (1998)).  We show that the tax smoothing approach, augmented by fiscal habit considerations, provides a surprisingly accurate description of US budget surplus movements.  In order to investigate the robustness of the policy implications of the rule, we construct a real-time US fiscal data set, complementing the data documented by Croushore and Stark (2001).  For each variable, we record the different vintages, reflecting the remeasurements that occur over time.  We demonstrate that the rule provides a useful benchmark for policy analysis that is robust to real-time remeasurements.

JEL: C82, E62, E66

Keywords: fiscal rules, tax smoothing, fiscal habits, real-time data

 

Walde, Klaus (University of Dresden)

Capital accumulation in a model of growth and creative destruction

Capital accumulation and creative destruction is modeled together with risk-averse households. The novel aspect - risk-averse households - allows to use well-known models not only for analyzing long-run growth as in the literature but also short-run fluctuations. The model remains analytically tractable due to a very convenient property of the household’s investment decision in this stochastic continuous-time setup.

E32, O41, O31

Keywords: creative destruction, risk averse households, capital accumulation, endogenous fluctuations and growth

 

Wallis, Gavin (Office for National Statistics/University of Warwick)

The Effect of Skill shortages on Unemployment and Real Wage Growth: A Simultaneous Equation Approach

This paper attempts to quantify the effect of skill shortages on the UK labour market by developing a simultaneous equation model of unemployment and real wage growth.  The model is developed following a structural approach based on a priori economic information and is initially estimated using a two-stage least squares procedure.  The model is also estimated using Zellner's seemingly unrelated regressions estimation technique, with similar results.   It is shown that skill shortages have a positive effect on real wage growth and a negative effect on unemployment, with both these effects economically and statistically significant.

JEL: C32, C51, C52, E24

Keywords: skill shortages, unemployment, wages, 2SLS

 

Wang, Yong (City University of Hong Kong), Michael C M Leung

Endogenous Health Care, Life Expectancy, and Economic Development

We study the endogenous relationship between health care, life expectancy and output in a modified neoclassical growth model. While health care competes resources away from goods production, it prolongs life expectancy which in turn leads to higher capital accumulation. We show that savings and health care are complements in equilibrium, with both rising with economic development. Our model is therefore consistent with several stylized facts, namely, (i) countries spend more on health care as they prosper, (ii) individuals in rich countries tend to live longer, and (iii) population aging is more pronounced in rich countries. Moreover, through simulation, health care and health production technology are found to be growth and welfare enhancing.

JEL: E13, E21, I12, J10, O11

Keywords: life expectancy, health care, economic growth, population aging

 

Waterson, Michael (University of Warwick), Joanne Sault, Otto Toivanen

Fast Food - the early years: Geography and the growth of a chain-store in the UK

We examine the development of UK outlets of a major fast food chain, from inauguration in 1974 until 1990, after which industry structure changed somewhat.  The chain effectively introduced the counter-service burger concept.  Locational spread across local authority district markets is explained by the characteristics of the areas where the outlets are sited.  Of special interest is the effect of scale economies, measured by outlet numbers in neighboring districts.  Both first and second entry are examined.  We find that the hazard of first entry is positively influenced by market size and population density and negatively by distance from company headquarters.

JEL: L21, L81, R11, R12

Keywords: fast food, diffusion, regional economic activity, entry

 

Wheatley Price, Stephen (University of Leicester), Michael A Shields

Immigrant Job Search in the UK

Most immigrant groups in the UK experience higher unemployment rates than otherwise similar UK born whites. Empirical research to date has attributed this finding to discrimination, lack of English Language fluency and the (non-) transferability of skills acquired before immigration. In this paper, we investigate how the job search methods of unemployed white and ethnic minority immigrants, and their success in exiting unemployment, compare with the UK born, using the panel element of the Quarterly Labour Force Survey, pooled over 1997-2001. We condition, amongst other things, on some observable immigrant characteristics and discuss the policy implications of our findings.

JEL: J61, J64

Keywords: unemployment, job search, immigrants

 

Woessmann, Ludger (Kiel Institute for World Economics)

How Does East Asia Achieve Its High Educational Performance?

East Asian students regularly take top positions in international league tables of educational performance. Using internationally comparable student-level data, I estimate how family background and schooling policies affect student performance in five high-performing East Asian economies. Family background is a strong predictor of student performance in South Korea and Singapore, while Hong Kong and Thailand achieve more equalized outcomes. There is no evidence that smaller classes improve student performance in East Asia. By contrast, school autonomy over salaries and regular homework assignments are related to higher student performance in several of the considered countries.

JEL: O15, I20, H52

Keywords: education production function, East Asia, family background, class size, school autonomy

 

Wren, Colin (University of Newcastle upon Tyne)

Informational Rents and Discretionary Industrial Assistance

The paper analyses the existence and efficiency of discretionary industrial assistance schemes under asymmetric information between an uninformed government and a uniform distribution of firms with differing productivities.  Discretionary assistance allows the government to scrutinise projects in an effort to learn the type to reduce the 'informational rents' of automatic assistance, where firms take up any contract on offer.  Two discretionary grant schemes are analysed, which either exclude 'non-additional' projects or reduce the assistance to the minimum necessary for a project to proceed.  The paper finds the conditions under which discretionary assistance exists and is more efficient than automatic assistance.

JEL: H2, D8

Keywords: subsidies, asymmetric information, discretionary assistance, investment grants

 

Wright, Peter (University of Nottingham), Joanne Lindley, Richard Upward

Regional mobility and unemployment transitions in the UK and Spain

If the distribution of industrial employment is uneven across regions, changes in patterns of production will require the reallocation of labour across regions as well as industries. In this paper we consider this aspect of the adjustment process. Specifically, we compare the geographical mobility of the workforce in the UK and Spain, and examine the extent to which differences in mobility explain differences in the probability of exiting unemployment between the two countries.

JEL: J61, J64

Keywords: unemployment, mobility, regional migration

 

Xavier, Ana (Catholic University of Leuven, Belgium), Robin Thompson

Unofficial payments for acute state hospital care in Kazakhstan.  A model of physician behaviour with price discrimination and vertical service differentiation

We consider a discriminatory pricing and service differentiation model where: a)state physicians exploit their monopoly position and adjust quality to the unofficial payment made, and b)patients, perceiving state provision as poor, pay unofficially to improve it. Applying OLS and probit analysis to survey data on patients discharged from Almaty City hospitals, and using admission wait, length of stay (LOS) and a subjective categorical variable as quality measures. Unofficial payments are positively associated with surgical admission wait and the subjective quality of care while negatively associated with hospital LOS. Evidence suggests that price discrimination and service differentiation takes place in Kazakhstan.

JEL: I1, P3

Keywords: transition economies, unofficial or informal payments for health care, length of stay, ordered probit and marginal effects

 

Yates, Tony (Bank of England), Richard Harrison, George Kapetanios

Forecasting with measurement errors in dynamic models

This paper explores the effects of measurement error on dynamic forecasting models. The paper sets out to illustrate a trade off that confronts forecasters and policymakers when they use data that are measured with error. On the one hand, observations on recent data give valuable clues as to the shocks that are hitting the system and will be propagated into the variables to be forecast (and which ultimately will inform monetary policy). But on the other, those recent observations are likely to be those least well measured. Two broad classes of results are illustrated. The first relates to cases where it is imagined that the forecaster takes the coefficients in the data generating process as a given, and has to choose how much of the historical time series of data to use to form a forecast. It is shown that if recent data is sufficiently badly measured, relative to older data, that it can be optimal in this case not to use old data at all. The second class of results is more general. Here, it is shown that for a general class of linear autoregressive forecasting models, the optimal weight to place on a data observation of some age, relative to the weight in the true data generating process, will depend on the measurement error in that data. The gains to be had in forecasting are illustrated using a model of UK business investment growth.

JEL: C53

Keywords: measurement error, forecasting, signal-extraction

 

Zangelidis, Alexandros N (University of Warwick)

Profitable Career Paths: Accumulated Skills in Work, Their Degree of Transferability and Wage Premia

In this paper we challenge the conventional assumption that accumulated human capital can be divided into employer-specific and general labour market skills and explore the possibility of industry and occupational specificity. The estimates of a Mincer wage equation, on a BHPS sample, suggest some interesting patterns. Occupational expertise, so far overlooked in the literature, appears to play a major role on workers’ earnings profiles. Antithetically, the evidence on industry experience is limited and in some cases mixed. Furthermore, the estimated occupational effect is actually driven by some particular occupations, implying that expertise is important only in these specific career paths.

JEL: J24, J31

Keywords: human capital, occupational expertise, industry experience, wages

 

Zhang, Lei (University of Warwick), Marcus Miller, Kannika Thampanishvong

Learning to Forget? Contagion and Political Risk in Brazil

We examine whether Brazilian sovereign spreads of over 20 percent in 2002 could be due to contagion from Argentina or to domestic politics, or both. Treating unilateral debt restructuring as a policy variable gives rise to the possibility of self-fulfilling crisis, which can be triggered by contagion. We explore an alternative political-economy explanation of panic in financial markets inspired by Alesina (1987), which stresses exaggerated market fears of an untried Left-wing candidate. To account for the fall of sovereign spreads since the election, we employ a model of Bayesian learning and analyse the effects of contagion and IMF commitments.

JEL: E61, E62, F34

Keywords: sovereign spreads, political risk, Bayesian learning, time-consistency